James Gee-Pemberton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hawsons Wealth Management Limited (no longer approved here)

    FRN 586696

    • [FCA CF] Client dealing (1 Oct 2020 to 28 Mar 2023)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 28 Mar 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2020)
    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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