Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARMSTRONG WATSON FINANCIAL PLANNING LTD
FRN 542122
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 4 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 23 May 2025)
- [FCA CF] Client dealing (since 23 May 2025)
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- CF30 Customer (2 Oct 2013 to 13 Nov 2015)
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- CF30 Customer (14 Oct 2010 to 27 Sep 2013)
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- CF30 Customer (13 Feb 2009 to 28 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 15 Jun 2009)
- CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
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- Employed By (25 Jan 2007 to 15 Jun 2009)
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- (26)Employed By (19 Jan 2006 to 11 Jan 2007)
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- CF21 Investment Adviser (13 Jan 2004 to 12 Aug 2005)
- CF22 Investment Adviser (Trainee) (4 Jul 2003 to 13 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.