Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 4 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 23 May 2025)
    • [FCA CF] Client dealing (since 23 May 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (2 Oct 2013 to 13 Nov 2015)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (14 Oct 2010 to 27 Sep 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (13 Feb 2009 to 28 Oct 2010)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
  • Advanced Asset Management Ltd (no longer approved here)

    FRN 221321

    • Employed By (25 Jan 2007 to 15 Jun 2009)
  • Money Aspects Ltd (no longer approved here)

    FRN 228976

    • (26)Employed By (19 Jan 2006 to 11 Jan 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (13 Jan 2004 to 12 Aug 2005)
    • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 13 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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