ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James McLair

  IRN JXM01792

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
• James Robert Marlow

  IRN JRM01261

  • [FCA CF] Manager of certification employee (1 Dec 2021 to 30 Sep 2024)
  • [FCA CF] Functions requiring qualifications (22 Jun 2021 to 30 Sep 2024)
  • [FCA CF] Client dealing (22 Jun 2021 to 30 Sep 2024)
• Jennifer Jane McMahon

  IRN JJW01126

  • [FCA CF] Client dealing (30 Jun 2023 to 23 Feb 2024)
  • [FCA CF] Functions requiring qualifications (30 Jun 2023 to 23 Feb 2024)
• John Hunt

  IRN RJH01406

  • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 22 Nov 2021)
  • [FCA CF] Client dealing (17 Aug 2020 to 22 Nov 2021)
  • CF30 Customer (21 Jun 2018 to 8 Dec 2019)
• John Robert Davidson

  IRN JRD00035

  • CF30 Customer (16 Aug 2011 to 4 Jul 2014)
• John Robertson McVicar

  IRN JRM00005

  • [FCA CF] Functions requiring qualifications (22 Jul 2022 to 16 Dec 2022)
  • [FCA CF] Client dealing (22 Jul 2022 to 16 Dec 2022)
• Justin Richard Rourke

  IRN JRR01097

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 2 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 18 Aug 2020)
  • [FCA CF] Client dealing (since 18 Aug 2020)
  • CF30 Customer (24 Jan 2013 to 8 Dec 2019)
• Kathryn Jessica Louis Hargrave

  IRN KXH44278

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
  • [FCA CF] Client dealing (since 6 Nov 2023)
• Kenneth Kirkpatrick

  IRN KXK01131

  • CF30 Customer (16 Aug 2011 to 26 Mar 2015)
• Kerry Lynne Chaloner

  IRN KLC00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Aug 2020)
  • [FCA CF] Client dealing (since 17 Aug 2020)
  • CF30 Customer (16 Aug 2011 to 8 Dec 2019)

No changes recorded yet.