ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lee Travis Windle

  IRN LTW00002

  • CF30 Customer (16 Aug 2011 to 1 Oct 2014)
• Marcus John Oliver Dodds

  IRN JMD01216

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 17 Aug 2020)
  • CF30 Customer (25 Oct 2016 to 8 Dec 2019)
• Mark David Johnson

  IRN MDJ00005

  • CF30 Customer (16 Aug 2011 to 9 Apr 2012)
• Mark Frier

  IRN MXF15823

  • SMF3 Executive Director (since 23 Feb 2023)
• Mark Stephen Trickett

  IRN MST00011

  • CF30 Customer (11 Nov 2015 to 24 May 2019)
• Martin John Parnham

  IRN MJP01287

  • [FCA CF] Client dealing (27 Sep 2021 to 21 Nov 2025)
  • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 21 Nov 2025)
• Martyn James Pottage

  IRN MJB01612

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 1 Nov 2025)
  • [FCA CF] Manager of certification employee (since 25 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2021)
  • [FCA CF] Client dealing (since 20 Dec 2021)
• Matthew Joseph Slessor

  IRN MJS00095

  • [FCA CF] Client dealing (17 Aug 2020 to 18 Nov 2022)
  • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 18 Nov 2022)
  • CF30 Customer (8 Mar 2012 to 8 Dec 2019)
• Melanie Smith

  IRN MXS00435

  • SMF3 Executive Director (since 1 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2023)
  • SMF16 Compliance Oversight (since 12 Dec 2023)
• Michael Paul Usher

  IRN MXU00073

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
  • [FCA CF] Client dealing (since 6 Nov 2023)

No changes recorded yet.