Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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West Riding Personal Financial Solutions Ltd
FRN 402246
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 5 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 5 Dec 2025)
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- [FCA CF] Client dealing (27 Sep 2021 to 21 Nov 2025)
- [FCA CF] Functions requiring qualifications (27 Sep 2021 to 21 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
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