Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 25 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2021)
    • [FCA CF] Client dealing (since 20 Dec 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (26 Jun 2015 to 16 Sep 2016)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (26 Jun 2015 to 16 Sep 2016)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (26 May 2011 to 1 Jan 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (16 Jul 2008 to 26 May 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 28 Jul 2008)
    • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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