ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Piper

  IRN MXP01816

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 May 2024)
  • [FCA CF] Functions requiring qualifications (since 20 May 2024)
• Murray John Greig

  IRN MJG01167

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 11 Feb 2026)
• Nathan Glaister

  IRN NXG00017

  • CF30 Customer (16 Aug 2011 to 18 Jun 2015)
• Neil Davis

  IRN NXD00025

  • CF30 Customer (16 Aug 2011 to 29 Jul 2016)
• Nicholas Scott Birtle

  IRN NXB00406

  • [FCA CF] Functions requiring qualifications (10 Feb 2023 to 13 Dec 2024)
  • [FCA CF] Client dealing (10 Feb 2023 to 13 Dec 2024)
• Paul Alan Dickson

  IRN PAD01111

  • SMF9 Chair of the Governing Body (since 28 Mar 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (22 Jan 2020 to 21 Mar 2022)
  • CF3 Chief Executive (16 Aug 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Aug 2011 to 30 Sep 2018)
• Paul Richard Jay

  IRN PRJ00003

  • Responsibility for MCD Intermediation (21 Mar 2016 to 24 Oct 2019)
  • CF1 Director (16 Aug 2011 to 24 Oct 2019)
  • CF10 Compliance Oversight (16 Aug 2011 to 24 Oct 2019)
  • CF11 Money Laundering Reporting (16 Aug 2011 to 24 Oct 2019)
• Paul Simon Moody

  IRN PSM00027

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 1 Dec 2020)
• Peter Alexander Bouweraerts

  IRN PAB01256

  • CF30 Customer (16 Aug 2011 to 23 Feb 2018)
• Peter Bernard Bates

  IRN PBB01039

  • [FCA CF] Client dealing (4 May 2021 to 12 Nov 2024)
  • [FCA CF] Functions requiring qualifications (4 May 2021 to 12 Nov 2024)
  • [FCA CF] Manager of certification employee (18 Aug 2020 to 4 Jun 2025)

No changes recorded yet.