Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 28 Mar 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (22 Jan 2020 to 21 Mar 2022)
    • CF3 Chief Executive (16 Aug 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Aug 2011 to 30 Sep 2018)
    • SMF9 Chair of the Governing Body (since 16 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Jul 2013 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Jan 2019)
    • [PRA CF] Key function holder (since 1 Jan 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
    • CF10 Compliance Oversight (8 Oct 2018 to 9 Dec 2018)
    • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
    • CF5 Director of Unincorporated Association (15 Jun 2011 to 6 Mar 2016)
  • Margetts Fund Management Limited (no longer approved here)

    FRN 208565

    • CF1 Director (AR) (28 Jul 2008 to 18 Jul 2013)
    • CF30 Customer (28 Jul 2008 to 18 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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