Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    James Watson House
    Montgomery Way
    Rosehill
    Carlisle
    Cumbria
    CA1 2UU
    ENGLAND
    Phone
    +4401228690100
  • Complaints Contact

    James Watson House
    Montgomery Way
    Rosehill Industrial Estate
    Carlisle
    Cumberland
    CA1 2UU
    UNITED KINGDOM
    Phone
    +4401228690100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Linked long-term

  • Issues Insurance

    For All, Linked long-term

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aidan Maurus Taylor

    IRN AMT01063

    • CF5 Director of Unincorporated Association (1 Dec 2001 to 24 Sep 2010)
  • Alan James Johnston

    IRN AJJ01055

    • CF5 Director of Unincorporated Association (23 Feb 2005 to 4 Sep 2018)
  • Alfred Harrington

    IRN AXH01719

    • CF5 Director of Unincorporated Association (19 Jan 2005 to 24 Sep 2010)
  • Andrew Craig Robinson

    IRN ACR01119

    • [PRA CF] Key function holder (since 1 Jan 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • CF5 Director of Unincorporated Association (15 Jun 2011 to 9 Dec 2018)
  • David John Threlkeld

    IRN DJT01268

    • [PRA CF] Key function holder (since 1 Jan 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • CF5 Director of Unincorporated Association (18 Sep 2018 to 9 Dec 2018)
  • David Stevens

    IRN DXS01453

    • CF5 Director of Unincorporated Association (19 Jan 2005 to 31 Mar 2006)
  • Henry Robert Wheatcroft

    IRN HRW01021

    • CF5 Director of Unincorporated Association (19 Jan 2005 to 27 Mar 2014)
  • Leslie Parker

    IRN LXP00014

    • CF8 Apportionment and Oversight (1 Dec 2001 to 17 May 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 May 2013)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 17 May 2013)
  • Michael Christian Kienlen

    IRN MCK01054

    • [PRA CF] Key function holder (since 1 Jan 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • CF10 Compliance Oversight (31 May 2013 to 4 Sep 2018)
    • CF3 Chief Executive (8 May 2013 to 27 Mar 2014)
    • CF5 Director of Unincorporated Association (8 May 2013 to 9 Dec 2018)
  • Paul Alan Dickson

    IRN PAD01111

    • [PRA CF] Key function holder (since 1 Jan 2019)
    • [FCA CF] Material risk taker (since 1 Jan 2019)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
    • CF10 Compliance Oversight (8 Oct 2018 to 9 Dec 2018)
    • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
    • CF5 Director of Unincorporated Association (15 Jun 2011 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.