Margetts Fund Management Limited

• Principal Place of Business

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

  Web

  https://margetts.com

• Complaints Contact

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Unit

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Abel Gregorei Halpern

  IRN AXH01563

  • CF4 Partner (AR) (24 Mar 2003 to 23 Dec 2003)
• Adekoya Ogunnowo

  IRN AXO01645

  • SMF3 Executive Director (since 12 Apr 2022)
• Aidan Maurus Taylor

  IRN AMT01063

  • CF1 Director (AR) (28 Jul 2008 to 18 Jul 2013)
• Alethea Ann Nugent

  IRN AXN00066

  • Director of firm who is not a certification employee or a SMF manager (24 Feb 2020 to 13 Feb 2021)
• Alexander Denny

  IRN AXD00238

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2025)
• Alexander Simon Weston

  IRN ASW01124

  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2019 to 21 Jul 2021)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2021)
  • CF1 Director (12 Mar 2012 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
• Andrew James Mark Quy

  IRN AJQ00003

  • Director of firm who is not a certification employee or a SMF manager (7 Dec 2020 to 30 Sep 2021)
  • CF2 Non Executive Director (18 Oct 2018 to 8 Dec 2019)
  • CF1 Director (5 Jun 2002 to 18 Oct 2018)
  • CF11 Money Laundering Reporting (5 Jun 2002 to 28 Feb 2011)
• Bruce James Fayle

  IRN BJF00019

  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
• Christopher Frederick Dent

  IRN CFD00001

  • CF1 Director (AR) (1 Jul 2005 to 1 Oct 2006)
• Daniele Rupertha Joseph

  IRN DXJ00163

  • [FCA CF] CASS oversight function (since 3 Dec 2020)

• Future Money Ltd (no longer appointed)

  FRN 486437 · Appointed 23 Jul 2008 · Until 18 Jul 2013

• Greystone Wealth Management Ltd (no longer appointed)

  FRN 433115 · Appointed 24 May 2005 · Until 9 Sep 2010

• HMD LP (no longer appointed)

  FRN 223092 · Appointed 25 Feb 2003 · Until 28 Jan 2004

No changes recorded yet.