Margetts Fund Management Limited

• Principal Place of Business

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

  Web

  https://margetts.com

• Complaints Contact

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Unit

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• David Stuart Hughes

  IRN DSH00033

  • CF27 Investment Management (5 Jun 2002 to 2 Aug 2002)
• Dmitry Konev

  IRN DXK01816

  • [FCA CF] Client dealing (since 3 Dec 2020)
  • CF30 Customer (13 Sep 2018 to 8 Dec 2019)
• Elizabeth Jane Chapman

  IRN EXC00190

  • [FCA CF] Client dealing (30 Nov 2021 to 22 Jul 2022)
• Frazer Douglas Slade

  IRN FXS00036

  • [FCA CF] Significant management (3 Dec 2020 to 2 Dec 2021)
• Geoffrey Michael Whittall Oakley

  IRN GMO01006

  • CF2 Non Executive Director (5 Jun 2002 to 31 Dec 2018)
• Helen Lee Chung-Halpern

  IRN HLC01010

  • CF21 Investment Adviser (14 Mar 2003 to 23 Dec 2003)
  • CF27 Investment Management (14 Mar 2003 to 23 Dec 2003)
• Hinesh Karia

  IRN HXK01655

  • CF30 Customer (30 Apr 2018 to 1 Feb 2019)
• James Alexander Farquharson

  IRN JXF00134

  • [FCA CF] Significant management (since 9 Oct 2020)
• James Daniel Oddy

  IRN JXO00131

  • [FCA CF] Significant management (since 26 Apr 2021)
• James Edward John Clay

  IRN JEC01187

  • CF11 Money Laundering Reporting (14 Mar 2011 to 19 Sep 2016)
  • CF1 Director (20 May 2005 to 28 Feb 2017)

• Future Money Ltd (no longer appointed)

  FRN 486437 · Appointed 23 Jul 2008 · Until 18 Jul 2013

• Greystone Wealth Management Ltd (no longer appointed)

  FRN 433115 · Appointed 24 May 2005 · Until 9 Sep 2010

• HMD LP (no longer appointed)

  FRN 223092 · Appointed 25 Feb 2003 · Until 28 Jan 2004

No changes recorded yet.