James Edward John Clay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Margetts Wealth Management Limited (no longer approved here)
FRN 453782
- (2)Employed By (20 Aug 2012 to 13 Oct 2016)
Sense Network Limited (no longer approved here)
FRN 465124
- CF2 Non Executive Director (AR) (20 Aug 2012 to 13 Oct 2016)
Margetts Fund Management Limited (no longer approved here)
FRN 208565
- CF11 Money Laundering Reporting (14 Mar 2011 to 19 Sep 2016)
- CF1 Director (20 May 2005 to 28 Feb 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.