Margetts Fund Management Limited

• Principal Place of Business

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

  Web

  https://margetts.com

• Complaints Contact

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Unit

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• James Harris

  IRN JPH01273

  • SMF9 Chair of the Governing Body (since 7 Aug 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2024)
• James Menzies

  IRN RFM01057

  • CF30 Customer (1 Nov 2007 to 9 Sep 2010)
  • CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)
• Jane Margaret Vessey

  IRN JMV01041

  • SMF9 Chair of the Governing Body (21 Apr 2020 to 7 Jun 2025)
  • CF2 Non Executive Director (1 Apr 2015 to 8 Dec 2019)
• Jennifer Anne Connelly

  IRN JXT01470

  • CF30 Customer (23 Jul 2008 to 10 Jul 2009)
• Jenny Elizabeth O'Leary

  IRN JXO00368

  • [FCA CF] Client dealing (since 3 Dec 2025)
• John Kalinski

  IRN JXK00108

  • [FCA CF] Significant management (since 9 Oct 2020)
• Julia Marion Scott

  IRN JMW01339

  • CF30 Customer (30 Aug 2016 to 28 Apr 2018)
• Keith Walton Thompson

  IRN KWT00001

  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
• Kirstyn Ruth Rorie

  IRN KXR00058

  • [FCA CF] Significant management (3 Dec 2020 to 2 Dec 2021)
• Lisa Nind

  IRN LXT01266

  • [FCA CF] Significant management (since 24 Jan 2023)

• Future Money Ltd (no longer appointed)

  FRN 486437 · Appointed 23 Jul 2008 · Until 18 Jul 2013

• Greystone Wealth Management Ltd (no longer appointed)

  FRN 433115 · Appointed 24 May 2005 · Until 9 Sep 2010

• HMD LP (no longer appointed)

  FRN 223092 · Appointed 25 Feb 2003 · Until 28 Jan 2004

No changes recorded yet.