Keith Walton Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clarion Investment Management Limited
FRN 584493
- Director of firm who is not a certification employee or a SMF manager (since 3 Jan 2024)
- CF2 Non Executive Director (5 May 2017 to 8 Dec 2019)
Foundation Investment Management Limited (no longer approved here)
FRN 612117
- CF1 Director (14 Nov 2014 to 31 May 2016)
Greystone Financial Services Limited (no longer approved here)
FRN 154622
- CF4 Partner (AR) (14 Sep 2010 to 31 May 2016)
- CF1 Director (1 Dec 2001 to 21 Jul 2003)
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2003)
Hillyer McKeown Financial Services LLP (no longer approved here)
FRN 531084
- Employed By (14 Sep 2010 to 31 May 2016)
Margetts Fund Management Limited (no longer approved here)
FRN 208565
- CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.