Clarion Investment Management Limited

• Principal Place of Business

  Overbank

  52 London Road

  Alderley Edge

  Cheshire

  SK9 7DZ

  UNITED KINGDOM

  Phone

  +4401625466360

• Complaints Contact

  Overbank

  52 London Road

  Alderley Edge

  Cheshire

  SK9 7DZ

  UNITED KINGDOM

  Phone

  +4401625466360

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Wesley Wareing

  IRN AWW01059

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 26 Aug 2022)
  • [FCA CF] Client dealing (since 26 Aug 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Dec 2019 to 8 Dec 2019)
• Alistair Cartwright

  IRN AXC03512

  • SMF3 Executive Director (since 1 Sep 2025)
• John Graeme Eric Winstanley

  IRN JGW01073

  • SMF3 Executive Director (since 3 Jun 2020)
• Jonathan James Whittle

  IRN JJW01094

  • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2020)
  • CF1 Director (14 Nov 2017 to 8 Dec 2019)
• Keith Walton Thompson

  IRN KWT00001

  • Director of firm who is not a certification employee or a SMF manager (since 3 Jan 2024)
  • CF2 Non Executive Director (5 May 2017 to 8 Dec 2019)
• Matthew David Jealous

  IRN MDJ01041

  • CF30 Customer (6 Dec 2012 to 15 Jan 2018)
• Matthew Neil Sherratt

  IRN MXS31219

  • SMF3 Executive Director (since 19 May 2020)
• Robin Townsend

  IRN RXT01256

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jul 2022)
  • SMF16 Compliance Oversight (since 5 Jul 2022)
• Ronald David Walker

  IRN RDW00007

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jul 2022)
  • CF11 Money Laundering Reporting (9 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (6 Dec 2012 to 8 Dec 2019)
  • CF3 Chief Executive (6 Dec 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Dec 2012 to 8 Dec 2019)
  • CF1 Director (6 Dec 2012 to 8 Dec 2019)
• Sam Martin Petts

  IRN SMP01119

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
  • [FCA CF] Client dealing (since 1 Apr 2020)

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