Jonathan James Whittle

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Method Asset Management Limited

    FRN 928795

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Nov 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (14 Jan 2022 to 9 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jan 2022 to 9 Dec 2024)
    • Responsible for Insurance Distribution (9 Nov 2020 to 9 Dec 2024)
  • Clarion Investment Management Limited (no longer approved here)

    FRN 584493

    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2020)
    • CF1 Director (14 Nov 2017 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (30 Mar 2012 to 28 Feb 2013)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (26 Aug 2009 to 8 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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