Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Margetts Fund Management Limited
FRN 208565
- [FCA CF] Client dealing (since 3 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (17 Dec 2019 to 21 May 2021)
- CF1 Director (14 Mar 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Oct 2018)
- CF27 Investment Management (22 Oct 2003 to 31 Oct 2007)
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- CF2 Non Executive Director (8 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (6 Dec 2012 to 15 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.