Date authorised
8 February 2016
Companies House
09487817
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Sceptre House
    Hornbeam Square North
    Harrogate
    North Yorkshire
    HG2 8PB
    UNITED KINGDOM
    Phone
    +4401423878840
  • Complaints Contact

    2 Sceptre House
    Hornbeam Square North
    Harrogate
    North Yorkshire
    HG2 8PB
    UNITED KINGDOM
    Phone
    +4401423878840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Barker

    IRN ADB00056

    • SMF3 Executive Director (22 Jul 2025 to 7 Apr 2026)
  • Christopher Adrian Rush

    IRN CAR01174

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
  • Christopher Howard Metcalfe

    IRN CHM00008

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2022)
    • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2016 to 8 Dec 2019)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)
  • David Frank Lawrence

    IRN DXL13588

    • SMF1 Chief Executive (19 Jul 2022 to 12 Aug 2024)
    • SMF3 Executive Director (19 Jul 2022 to 12 Aug 2024)
  • David Neil Normington

    IRN NDN00002

    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Sep 2022)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)
    • CF3 Chief Executive (8 Feb 2016 to 8 Dec 2019)
  • Denise Webster

    IRN DXM00201

    • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Sep 2022)
    • CF11 Money Laundering Reporting (8 Feb 2016 to 8 Dec 2019)
  • Matthew David Jealous

    IRN MDJ01041

    • CF2 Non Executive Director (8 Feb 2016 to 8 Dec 2019)
  • Mounia Mukina

    IRN MXM04595

    • SMF3 Executive Director (since 2 Jul 2025)
  • Paul Hammick

    IRN PXH00496

    • SMF16 Compliance Oversight (since 3 Oct 2023)
    • SMF3 Executive Director (since 3 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Oct 2023)
  • Peter Brian Coleman

    IRN PBC01028

    • SMF3 Executive Director (since 20 Dec 2024)
    • SMF1 Chief Executive (since 20 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.