Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Sep 2022)
    • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2016 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (14 Oct 2014 to 7 Dec 2016)
  • Ainsworths Financial Services Limited (no longer approved here)

    FRN 192807

    • CF30 Customer (23 Mar 2012 to 28 Dec 2012)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF30 Customer (23 Jul 2008 to 30 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.