Ainsworths Financial Services Limited

Date authorised
1 April 2013
Companies House
04000799
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Charter House
    Stansfield Street
    Nelson
    Lancashire
    BB9 9XY
    UNITED KINGDOM
    Phone
    +4401282695111
    Web
    https://www.afsl.info

  • Complaints Contact

    Charter House
    Stansfield Street
    Nelson
    Lancashire
    BB9 9XY
    UNITED KINGDOM
    Phone
    +4401282695111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Paul Nightingale

    IRN APN01042

    • CF30 Customer (27 May 2009 to 20 Dec 2010)
  • Alison Lynn Pollard

    IRN AXW00146

    • CF30 Customer (8 Jan 2009 to 2 Oct 2010)
  • Angela Marie Kay

    IRN AMF01043

    • CF30 Customer (8 Nov 2007 to 18 Aug 2009)
  • Christopher Howard Metcalfe

    IRN CHM00008

    • CF30 Customer (23 Mar 2012 to 28 Dec 2012)
  • Christopher Neil Robson

    IRN CNR00007

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (9 Jan 2007 to 8 Dec 2019)
  • Christopher Robert Ridehalgh

    IRN CRR00012

    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
    • CF1 Director (1 Dec 2001 to 1 May 2003)
  • David John Boothman

    IRN DJB01225

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2024)
    • CF1 Director (9 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (21 Sep 2010 to 8 Dec 2019)
  • David Neil Normington

    IRN NDN00002

    • CF30 Customer (5 Apr 2012 to 28 Dec 2012)
  • Elizabeth Faye

    IRN EXF01094

    • CF21 Investment Adviser (26 Jan 2006 to 9 Aug 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2005 to 26 Jan 2006)
  • Gaynor Mary Pugh

    IRN GMK00001

    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Apr 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.