Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2006)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 21 Dec 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Dec 2006)
  • Ainsworths Financial Services Limited (no longer approved here)

    FRN 192807

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (9 Jan 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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