Elizabeth Faye

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Palm Financial Care Limited

    FRN 470648

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (AR) (since 8 May 2013)
    • CF30 Customer (since 1 Nov 2007)
    • CF10 Compliance Oversight (20 Aug 2007 to 8 Dec 2019)
    • CF1 Director (20 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Aug 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (20 Aug 2007 to 30 Sep 2018)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 Aug 2007 to 8 Dec 2019)
  • Alston Hill Limited

    FRN 680093

    • (3)Employed By (since 9 Apr 2015)
  • Carepal Assist Limited

    FRN 599316

    • Employed By (since 8 May 2013)
  • Danbro Financial Services Limited (no longer approved here)

    FRN 658616

    • Employed By (17 Dec 2014 to 30 Oct 2017)
  • Ainsworths Financial Services Limited (no longer approved here)

    FRN 192807

    • CF21 Investment Adviser (26 Jan 2006 to 9 Aug 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2005 to 26 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alston Hill Limited

  2. controlled function added: (3)Employed By at Alston Hill Limited