David Neil Normington

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IBOSS Asset Management Limited (no longer approved here)
FRN 697866
- SMF1 Chief Executive (9 Dec 2019 to 12 Sep 2022)
- SMF3 Executive Director (9 Dec 2019 to 12 Sep 2022)
- CF1 Director (8 Feb 2016 to 8 Dec 2019)
- CF3 Chief Executive (8 Feb 2016 to 8 Dec 2019)
Sense Network Limited (no longer approved here)
FRN 465124
- CF1 Director (AR) (17 Nov 2014 to 7 Mar 2022)
Ainsworths Financial Services Limited (no longer approved here)
FRN 192807
- CF30 Customer (5 Apr 2012 to 28 Dec 2012)
PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)
FRN 178690
- CF30 Customer (23 Jul 2008 to 4 May 2010)
Harrogate Independent Financial Services (no longer approved here)
FRN 164932
- (2)Employed By (3 Aug 2000 to 1 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.