Alison Lynn Pollard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2018)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (8 Nov 2010 to 30 Sep 2012)
Ainsworths Financial Services Limited (no longer approved here)
FRN 192807
- CF30 Customer (8 Jan 2009 to 2 Oct 2010)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (21 Jul 2008 to 5 Jan 2009)
Sense Financial Limited (no longer approved here)
FRN 214827
- (1)Employed By (15 Jul 2008 to 5 Jan 2009)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.