Margetts Fund Management Limited

• Principal Place of Business

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

  Web

  https://margetts.com

• Complaints Contact

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Unit

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Lisa Scott

  IRN LXS00644

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2024)
• Luke Thomas Nash

  IRN LXN00170

  • [FCA CF] Client dealing (since 16 Dec 2025)
• Marcus Hand

  IRN MXH01895

  • SMF16 Compliance Oversight (since 26 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Sep 2024)
• Matthew David Jealous

  IRN MDJ01041

  • [FCA CF] Client dealing (since 3 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (17 Dec 2019 to 21 May 2021)
  • CF1 Director (14 Mar 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Oct 2018)
  • CF27 Investment Management (22 Oct 2003 to 31 Oct 2007)
• Neil Andrew Peden

  IRN NAP00005

  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
• Neil Graeme Davidson

  IRN NGD00001

  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
• Neil Williams-Denton

  IRN NXW00018

  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
• Nicholas Volpe

  IRN NXV00027

  • Director of firm who is not a certification employee or a SMF manager (5 Mar 2021 to 18 Dec 2024)
• Pascal John Ricketts

  IRN PJR01134

  • CF2 Non Executive Director (5 Jun 2002 to 27 Mar 2010)
• Patrick Adrian Feller

  IRN PXF01114

  • CF27 Investment Management (14 Mar 2003 to 23 Dec 2003)
  • CF21 Investment Adviser (14 Mar 2003 to 23 Dec 2003)

• Future Money Ltd (no longer appointed)

  FRN 486437 · Appointed 23 Jul 2008 · Until 18 Jul 2013

• Greystone Wealth Management Ltd (no longer appointed)

  FRN 433115 · Appointed 24 May 2005 · Until 9 Sep 2010

• HMD LP (no longer appointed)

  FRN 223092 · Appointed 25 Feb 2003 · Until 28 Jan 2004

No changes recorded yet.