Margetts Fund Management Limited

• Principal Place of Business

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

  Web

  https://margetts.com

• Complaints Contact

  Margetts Fund Management

  Unit 1

  Sovereign Court

  8 Graham Street

  Birmingham

  B1 3JR

  UNITED KINGDOM

  Phone

  +4401212362380

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Unit

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Paul Alan Dickson

  IRN PAD01111

  • CF30 Customer (28 Jul 2008 to 18 Jul 2013)
  • CF1 Director (AR) (28 Jul 2008 to 18 Jul 2013)
• Paul Joseph Mitchell

  IRN PXM00180

  • [FCA CF] Significant management (3 Dec 2020 to 2 Dec 2021)
• Peter Hutchison Darrow

  IRN PHD01020

  • CF4 Partner (AR) (26 Mar 2003 to 23 Dec 2003)
• Philip Anthony Eaton

  IRN PAE00004

  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
• Robert Ross Carter

  IRN RRC00009

  • CF11 Money Laundering Reporting (12 Sep 2016 to 30 Nov 2019)
• Rosalind Margaret Dixon-Burnett

  IRN RXD00092

  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Dec 2021 to 15 Aug 2024)
  • SMF16 Compliance Oversight (20 Apr 2021 to 15 Aug 2024)
  • [FCA CF] Significant management (25 Feb 2020 to 15 Aug 2024)
• Simon Ashley Lomas

  IRN SAL00005

  • CF30 Customer (1 Nov 2007 to 9 Sep 2010)
  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
• Stephanie Anna Rebecca Knight

  IRN SXK01067

  • [FCA CF] Significant management (since 11 Feb 2026)
• Stephen John Bingham

  IRN SJB00027

  • CF1 Director (AR) (1 Jul 2005 to 8 May 2006)
• Stephen Paul Heap

  IRN SPH00018

  • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)

• Future Money Ltd (no longer appointed)

  FRN 486437 · Appointed 23 Jul 2008 · Until 18 Jul 2013

• Greystone Wealth Management Ltd (no longer appointed)

  FRN 433115 · Appointed 24 May 2005 · Until 9 Sep 2010

• HMD LP (no longer appointed)

  FRN 223092 · Appointed 25 Feb 2003 · Until 28 Jan 2004

No changes recorded yet.