Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Margetts Fund Management Limited (no longer approved here)

    FRN 208565

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Dec 2021 to 15 Aug 2024)
    • SMF16 Compliance Oversight (20 Apr 2021 to 15 Aug 2024)
    • [FCA CF] Significant management (25 Feb 2020 to 15 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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