Stephen Paul Heap

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • CF1 Director (AR) (17 Dec 2007 to 1 Apr 2012)
    • CF28 Systems and controls (1 Nov 2007 to 1 Apr 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2006 to 31 Oct 2007)
    • CF13 Finance (1 Oct 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Oct 2006 to 1 Apr 2012)
    • CF1 Director (1 Feb 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Apr 2003 to 31 Oct 2007)
  • Becketts Greystone Private Wealth Management LLP (no longer approved here)

    FRN 602353

    • Employed By (10 Mar 2014 to 8 Dec 2019)
  • HLB Financial Services Limited (no longer approved here)

    FRN 207576

    • Employed By (17 Dec 2007 to 8 Dec 2019)
  • Margetts Fund Management Limited (no longer approved here)

    FRN 208565

    • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.