Neil Andrew Peden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Greystone Financial Services Limited

    FRN 154622

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2021)
    • Responsible for Insurance Distribution (11 Nov 2019 to 14 Nov 2019)
    • Responsible for Insurance Mediation (12 Oct 2011 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Margetts Fund Management Limited (no longer approved here)

    FRN 208565

    • CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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