Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 19 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2024)
- SMF3 Executive Director (9 Dec 2019 to 18 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2024)
- CF30 Customer (1 Nov 2007 to 2 Oct 2023)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (AR) (1 Jul 2005 to 9 Sep 2010)
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- (8)Employed By (26 May 2005 to 9 Sep 2010)
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- Employed By (24 Nov 2001 to 2 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.