Marcus Hand

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Margetts Fund Management Limited
FRN 208565
- SMF16 Compliance Oversight (since 26 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Sep 2024)
Waystone Management (UK) Limited (no longer approved here)
FRN 429093
- [FCA CF] Material risk taker (10 Apr 2024 to 31 Jul 2024)
Waystone Financial Investments Limited (no longer approved here)
FRN 169586
- [FCA CF] Material risk taker (8 Apr 2024 to 31 Jul 2024)
T. Bailey Asset Management Limited (no longer approved here)
FRN 190291
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 May 2020)
- CF11 Money Laundering Reporting (1 Aug 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.