Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Aug 2014 to 1 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- CF3 Chief Executive (1 Dec 2001 to 1 Oct 2006)
- CF1 Director (1 Dec 2001 to 1 Oct 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Oct 2006)
- CF13 Finance (1 Dec 2001 to 1 Oct 2006)
- CF1 Director (AR) (1 Dec 2001 to 1 Oct 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF1 Director (AR) (1 Jul 2005 to 1 Oct 2006)
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- Employed By (19 Mar 2002 to 16 May 2012)
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- (2)Employed By (1 Dec 2001 to 1 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.