Gresham Wealth Management (FS) Ltd

• Principal Place of Business

  Cecil Court

  28-36 Cecil Road

  Hale

  Altrincham

  Cheshire

  WA15 9PB

  UNITED KINGDOM

  Phone

  +4401619739150

  Web

  https://www.greshamwm.co.uk

• Complaints Contact

  Cecil Court

  28-36 Cecil Road

  Hale

  Altrincham

  Cheshire

  WA15 9PB

  UNITED KINGDOM

  Phone

  +4401619739150

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Lawler

  IRN AXL00877

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
• Christopher Frederick Dent

  IRN CFD00001

  • CF30 Customer (1 Aug 2014 to 1 Jun 2017)
• Daniel Ardern

  IRN DXA01837

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2021)
  • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
• Jonathan James Young

  IRN JJY00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (1 Aug 2014 to 8 Dec 2019)
  • CF1 Director (1 Aug 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Aug 2014 to 30 Sep 2018)
  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
• Kieran John Mawdesley

  IRN KJM01232

  • [FCA CF] Client dealing (1 Apr 2024 to 12 Sep 2025)
  • [FCA CF] Functions requiring qualifications (1 Apr 2024 to 12 Sep 2025)
• Lewis marsh

  IRN LXM00409

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 1 Apr 2022)
• Morven Elizabeth Millar

  IRN MEM00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Aug 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2014 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
• Rebecca Jane Williams

  IRN RJS01486

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 27 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 27 Jul 2021)
  • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
• Samantha Brannigan

  IRN SXB00884

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 1 Apr 2022)

No changes recorded yet.