Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRUE BEARING LIMITED
FRN 486512
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 15 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
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- [FCA CF] Functions requiring qualifications (1 Apr 2024 to 12 Sep 2025)
- [FCA CF] Client dealing (1 Apr 2024 to 12 Sep 2025)
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- (2)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2021)
- (1)CF30 Customer (22 Dec 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)CF30 Customer at MML Financial Associates Ltd
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controlled function added: (2)[FCA CF] Functions requiring qualifications at MML Financial Associates Ltd