Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TrinityBridge Limited
FRN 119329
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (16 Aug 2011 to 23 Feb 2018)
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- CF30 Customer (1 Nov 2007 to 22 Apr 2008)
- CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 15 Mar 2006)
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- CF21 Investment Adviser (19 May 2005 to 6 Jun 2005)
- CF22 Investment Adviser (Trainee) (16 Dec 2002 to 19 May 2005)
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- CF22 Investment Adviser (Trainee) (16 Dec 2002 to 6 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.