Paul Simon Moody

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARMSTRONG WATSON FINANCIAL PLANNING LTD

    FRN 542122

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (29 Sep 2014 to 29 Mar 2018)
    • CF4 Partner (AR) (6 Mar 2012 to 15 Sep 2014)
    • CF30 Customer (1 Nov 2007 to 29 Mar 2018)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 5 Jun 2007)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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