Neil Davis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 3 Jul 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
    • CF30 Customer (23 Aug 2016 to 8 Dec 2019)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • CF30 Customer (16 Aug 2011 to 29 Jul 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2006 to 12 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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