Peter Bernard Bates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • [FCA CF] Manager of certification employee (since 22 Jul 2025)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • [FCA CF] Functions requiring qualifications (4 May 2021 to 12 Nov 2024)
    • [FCA CF] Client dealing (4 May 2021 to 12 Nov 2024)
    • [FCA CF] Manager of certification employee (18 Aug 2020 to 4 Jun 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Sep 2008 to 28 May 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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