Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsibility for MCD Intermediation (21 Mar 2016 to 24 Oct 2019)
- CF1 Director (16 Aug 2011 to 24 Oct 2019)
- CF10 Compliance Oversight (16 Aug 2011 to 24 Oct 2019)
- CF11 Money Laundering Reporting (16 Aug 2011 to 24 Oct 2019)
-
- CF22 Investment Adviser (Trainee) (28 Dec 2005 to 28 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.