ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip John Jackson

  IRN PJJ00044

  • CF30 Customer (16 Aug 2011 to 21 Oct 2016)
• Rhys Asghar

  IRN RXA22853

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
• Rob Cleverly

  IRN RXC44531

  • SMF16 Compliance Oversight (11 Mar 2022 to 29 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Mar 2022 to 29 Sep 2023)
• Robert Antony Hoggarth

  IRN RAH01162

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 May 2024)
  • [FCA CF] Functions requiring qualifications (since 20 May 2024)
• Ryan Anderson

  IRN RXA17059

  • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 12 May 2025)
  • [FCA CF] Client dealing (18 Aug 2020 to 12 May 2025)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Sarah Jayne Tallentire

  IRN SJF01187

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
• Scott Lawson

  IRN SXL00079

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2025)
  • [FCA CF] Client dealing (since 25 Apr 2025)
• Simon James Mayoh

  IRN SJM01623

  • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 12 Aug 2022)
  • [FCA CF] Client dealing (18 Aug 2020 to 12 Aug 2022)
• Stephen Thomas Shovlin

  IRN STS01022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Aug 2020)
  • [FCA CF] Client dealing (since 17 Aug 2020)
  • CF30 Customer (9 May 2016 to 8 Dec 2019)
• Steven Conchie

  IRN SXC00920

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2022)

No changes recorded yet.