Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2025)
    • [FCA CF] Client dealing (since 25 Apr 2025)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 29 Jun 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (16 Sep 2009 to 16 Sep 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 May 2008 to 11 Sep 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 16 Dec 2005)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (102)Employed By (26 Jan 2004 to 16 Dec 2005)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF22 Investment Adviser (Trainee) (12 May 2003 to 15 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.