Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARMSTRONG WATSON FINANCIAL PLANNING LTD
FRN 542122
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 25 Apr 2025)
- [FCA CF] Client dealing (since 25 Apr 2025)
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- CF30 Customer (3 Sep 2010 to 29 Jun 2012)
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- CF30 Customer (16 Sep 2009 to 16 Sep 2010)
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- CF30 Customer (27 May 2008 to 11 Sep 2009)
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- CF21 Investment Adviser (1 Jun 2005 to 16 Dec 2005)
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- (102)Employed By (26 Jan 2004 to 16 Dec 2005)
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- CF22 Investment Adviser (Trainee) (12 May 2003 to 15 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.