Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 23 Nov 2022)
- CF1 Director (AR) (since 26 Sep 2022)
- CF30 Customer (since 26 Sep 2022)
- [FCA CF] Client dealing (12 Sep 2022 to 23 Nov 2022)
- [FCA CF] Functions requiring qualifications (12 Sep 2022 to 23 Nov 2022)
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Crowther Mayoh Financial Services Limited
FRN 983775
- Employed By (since 26 Sep 2022)
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- [FCA CF] Client dealing (18 Aug 2020 to 12 Aug 2022)
- [FCA CF] Functions requiring qualifications (18 Aug 2020 to 12 Aug 2022)
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- CF30 Customer (1 Nov 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.