Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 23 Nov 2022)
    • CF1 Director (AR) (since 26 Sep 2022)
    • CF30 Customer (since 26 Sep 2022)
    • [FCA CF] Client dealing (12 Sep 2022 to 23 Nov 2022)
    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 23 Nov 2022)
    • Employed By (since 26 Sep 2022)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • [FCA CF] Client dealing (18 Aug 2020 to 12 Aug 2022)
    • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 12 Aug 2022)
  • Simpson Wood (Financial Services) Limited (no longer approved here)

    FRN 224131

    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.