Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
    • [FCA CF] Client dealing (since 8 Aug 2022)
  • Lamont Pridmore Asset and Wealth Management Limited (no longer approved here)

    FRN 599259

    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 10 Jun 2022)
    • [FCA CF] Client dealing (1 Jul 2021 to 10 Jun 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (4 Jun 2018 to 1 Jul 2018)
    • CF30 Customer (3 Sep 2013 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.