Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ARMSTRONG WATSON FINANCIAL PLANNING LTD
FRN 542122
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
- [FCA CF] Client dealing (since 8 Aug 2022)
-
- [FCA CF] Functions requiring qualifications (1 Jul 2021 to 10 Jun 2022)
- [FCA CF] Client dealing (1 Jul 2021 to 10 Jun 2022)
-
- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
-
- [FCA CF] Functions requiring qualifications (4 Jun 2018 to 1 Jul 2018)
- CF30 Customer (3 Sep 2013 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (10 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.