Lamont Pridmore Asset and Wealth Management Limited

• Principal Place of Business

  Milburn House

  3 Oxford Street

  Workington

  Cumbria

  CA14 2AL

  UNITED KINGDOM

  Phone

  +440190065955

  Web

  https://www.lamontpridmorewealth.co.uk

• Complaints Contact

  Milburn House

  3 Oxford Street

  Workington

  Cumbria

  CA14 2AL

  UNITED KINGDOM

  Phone

  +440190065955

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Ian Lamont

  IRN CXL00392

  • SMF3 Executive Director (since 13 Jul 2023)
• David James Malin

  IRN DJM01651

  • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2019)
  • CF1 Director (22 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
• Derek King Birrell

  IRN DKB00015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • CF1 Director (1 Oct 2013 to 8 Dec 2019)
• Glenn Bond

  IRN GXB01392

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • CF1 Director (1 Oct 2013 to 8 Dec 2019)
• Graham William Lamont

  IRN GWL01025

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (21 Feb 2014 to 30 Sep 2018)
  • CF10 Compliance Oversight (21 Feb 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Feb 2014 to 8 Dec 2019)
  • CF1 Director (1 Oct 2013 to 8 Dec 2019)
• Ian Plant

  IRN IXP00019

  • CF1 Director (1 Oct 2013 to 27 Apr 2015)
  • CF30 Customer (1 Oct 2013 to 27 Apr 2015)
• Lisa Gilpin

  IRN LXG01527

  • SMF3 Executive Director (9 Dec 2019 to 22 Mar 2023)
  • CF1 Director (30 Oct 2017 to 8 Dec 2019)
• Sarah Jayne Tallentire

  IRN SJF01187

  • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 10 Jun 2022)
  • [FCA CF] Client dealing (1 Jul 2021 to 10 Jun 2022)
• Trevor Andrew Iredale

  IRN TAI00001

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
• Wilfred John Pridmore

  IRN WJP01035

  • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
  • Responsible for Insurance Mediation (1 Oct 2013 to 13 Feb 2014)
  • CF1 Director (1 Oct 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2013 to 13 Feb 2014)
  • CF11 Money Laundering Reporting (1 Oct 2013 to 13 Feb 2014)

No changes recorded yet.