Ian Plant

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2020)
    • [FCA CF] Client dealing (since 31 Jan 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF21 Investment Adviser (25 Jun 2003 to 31 Oct 2007)
  • Lamont Pridmore Asset and Wealth Management Limited (no longer approved here)

    FRN 599259

    • CF1 Director (1 Oct 2013 to 27 Apr 2015)
    • CF30 Customer (1 Oct 2013 to 27 Apr 2015)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (5 Jul 2006 to 7 Dec 2007)
  • Bebbington Brumby Financial Management Limited (no longer approved here)

    FRN 192564

    • Employed By (25 Jun 2003 to 3 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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