Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • CF1 Director (1 Oct 2013 to 8 Dec 2019)
  • Home & Finance IFA Limited (no longer approved here)

    FRN 135250

    • CF30 Customer (23 Apr 2010 to 17 Aug 2012)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF21 Investment Adviser (26 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 26 Feb 2003)
  • Furness Financial Advisers Ltd (no longer approved here)

    FRN 207456

    • (16)Employed By (15 Nov 2002 to 1 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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