David James Malin

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 19 Jul 2024)
    • CF1 Director (AR) (since 15 Jun 2024)
    • CF30 Customer (since 15 Jun 2024)
  • David Malin Financial Advice Ltd

    FRN 1015617

    • Employed By (since 15 Jun 2024)
  • David Allen Financial Services (Dalston) Limited (no longer approved here)

    FRN 506138

    • [FCA CF] Client dealing (9 Dec 2020 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 May 2024)
  • Lamont Pridmore Asset and Wealth Management Limited (no longer approved here)

    FRN 599259

    • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2019)
    • CF1 Director (22 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
  • DA Financial Services (Dalston) Limited (no longer approved here)

    FRN 200402

    • Employed By (6 Dec 2019 to 24 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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