Stephen Thomas Shovlin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARMSTRONG WATSON FINANCIAL PLANNING LTD

    FRN 542122

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2020)
    • [FCA CF] Client dealing (since 17 Aug 2020)
    • CF30 Customer (9 May 2016 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Aug 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Aug 2011)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Feb 2007 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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