Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
-
Caroline Anderson IFA LTD
FRN 845012
- SMF3 Executive Director (since 26 Jun 2020)
-
- [FCA CF] Client dealing (18 Aug 2020 to 12 May 2025)
- [FCA CF] Functions requiring qualifications (18 Aug 2020 to 12 May 2025)
- CF30 Customer (15 Jul 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.