Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
    • SMF3 Executive Director (since 26 Jun 2020)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • [FCA CF] Client dealing (18 Aug 2020 to 12 May 2025)
    • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 12 May 2025)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.