Marcus John Oliver Dodds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARMSTRONG WATSON FINANCIAL PLANNING LTD

    FRN 542122

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2020)
    • CF30 Customer (25 Oct 2016 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (17 Oct 2006 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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